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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-03 |
| TX | RA | APPROVED_RES | 2009-09-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Casper | WY | 09/2009 | Present |
1. MHMM LLC; 150 S McKinley, Casper, WY 82609; Owns our new building - Stifel will be only tenant; Co-owner; Manager the property; 02/14/2023; 1 Hour per Month; Not During Securities Training Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-11-02 |
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