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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-04 |
| WY | RA | APPROVED | 2025-04-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frontier Brewing | Casper | WY | 01/2018 | 10/2021 |
| Footprints Financial | Casper | WY | 07/2019 | Present |
| Blacktooth Brewing Company | Casper | WY | 12/2021 | 07/2024 |
| Eagle Strategies Llc | Casper | WY | 04/2025 | Present |
| Nylife Securities Inc. | Casper | WY | 08/1998 | Present |
| New York Life Ins Co. | Casper | WY | 06/1998 | Present |
[Insurance Brokering; Brokering outside products; 104 South Wolcott, Suite 861 Casper, Wyoming 82601; Start Date 12/2016; Role/Title: Insurance Broker; Investment Related; 30 hours per month; 30 hours per month during securities trading hours] [RENTAL PROPERTY;OWNER; COLLECT RENT; INVESTMENT RELATED; START DATE 04/2011; EVANSVILLE WY] [OPERATING UNDER THE DBA NAME OF FOOTPRINTS FINANCIAL FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVIVES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CASPER, WY; START DATE: 07/2019] [Silver Sage Rentals LLC; Holding company for new rental's possibly being purchased in 01-2020; 104 South Wolcott, suite 860 Casper, Wyoming 82601; Start Date 01/2020; Role/Title: Member; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Pro-Park Association; Have been nominated for Vice President position. We meet twice a year and review tenants complaints and allocations of monies for different projects.; 1901 East A St. Casper, Wyoming; Start Date 11/2022; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; Help put meeting on for Tenants and to discuss financials and where monies are to be allocated to by vote from all tenants][Central Wyoming Hospice and Transitions; To provide community-based end-of-life care services, palliative care and respite services. ; 319 South Wilson, Casper, WY 82601; Start Date 10/2025; Role/Title: Board Member; Not Investment Related; 20 hours per month; 0 hours per month during securities trading hours; Attend Board meetings, serve on two committees; one for Resource Development and Operations or Governance/Leadership Services, attend and assist fundraising events, and serve as an ambassador for Hospice]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1999-02-02 |
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