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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-02-02 |
| WY | RA | APPROVED | 2019-11-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Interstate Bank | Casper | WY | 11/2017 | 10/2019 |
| First Interstate Bank | Casper | WY | 06/2017 | 10/2017 |
| First Interstate Bank | Casper | WY | 07/2016 | 06/2017 |
| Lpl Financial Llc | Casper | WY | 11/2017 | 10/2019 |
| Stifel Nicolaus & Co Inc | Casper | WY | 11/2019 | Present |
1. Wyoming High School Officials Association; 6571 E 2nd St Casper WY 82609; officiating; basketball referee; 11/01/2016; 10.00 Hour(s) Per Month; not during securities trading hours; Not Investment Related. 2. Visit Casper / Natrona County Travel and Tourism Council; 139 W 2nd St #1B, Casper, WY 82601; Travel & Tourism; Board Member; Help work to increase economic development in Natrona County and foster the business relationships that drive the tourism industry in WY; 07/01/2022; Not during securities trading hours; Not Investment-Related. 3. MHMM LLC; 1605 Elkhorn Valley Dr, Casper, WY 82609; Real Estate Holding Company; Member. Owned Equally between 4 participating members; Owner. Make sure the building expenses are paid and that the building can allow for out tenants to conduct business there.; 02/14/2023; 3 Hours per Month; Not during securities trading hours; Investment-Related. 4. Casa of Natrona County; 140 N Center St, Casper, WY 82601; Helping children that have been taken out of their homes for one reason or another through the court system.; Board Member; Helping the director and staff with accomplishing the goals and mission of Casa.; 04/03/2023; 3 Hours per Month; Not during securities trading hours; Not Investment-Related. 5. United Way of Natrona County; 350 Big Horn RD #100 Casper WY 82601; Community Impact Partner; Board Member; Strategic Planning, Community Improvement; 10/19/2023; 2.00hrs/month; Not during securities trading hours; Not Investment Related. 6. Wyoming Foundation for Cancer Care; 221 S Wolcott Casper, WY 82601; Providing care for cancer patients and their families; Treasurer; Help oversee the Executive director and staff. Help build relationships with possible donors or volunteers; 08/03/2026; 5hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-04 |
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