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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2017-07-03 |
| TX | RA | APPROVED | 2011-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Casper | NY | 04/2011 | Present |
1. MHMM LLC 1605 Elkhorn Valley Dr, Casper, WY 82609; Owns an office building/commercial property; partner in an LLC that owns a commercial property; ensure building is maintained and bills are paid; 02/14/2023; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-28 |
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