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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-04 |
| WY | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company | Casper | WY | 10/2018 | Present |
| Reliant Fcu | Casper | WY | 11/2017 | 09/2018 |
| Target | Casper | WY | 11/2014 | 02/2018 |
| Torrid | Casper | WY | 09/2017 | 11/2017 |
| Laramie Recreation Center | Laramie | WY | 08/2015 | 12/2016 |
| Hastings | Laramie | WY | 07/2016 | 10/2016 |
| Gymboree | Casper | WY | 06/2013 | 03/2017 |
1. Wyoming Secretary of State; 202 Carey Avenue Suites 600 & 700, Cheyenne, WY 82002; Notary; 04/01/2019; 1 Hour per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
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