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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
331 Water Street, Binghamton, NY 13901 • United States
Montrose, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Binghamton | NY | 02/2003 | 07/2025 |
| Kevin J. Duke Financial Services | Binghamton | NY | 03/2007 | Present |
| Lpl Financial Llc | Binghamton | NY | 07/2025 | Present |
1- 07/2025 - Duke Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/09/2020 - 200 hours per month/ 120 hours during trading 2- 07/2025 - Kevin J Duke Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2025 - 180 hours per month/ 100 hours during trading 3- 07/2025 - Real Estate Rental - Investment Related - Montrose, PA - Start Date 08/18/2005 - 1 hour per month/ 0 hours during trading 4- 07/2025 - Kevin J Duke Financial Services - Non-Variable Insurance - Rep - Investment Related - At Reported Business Location(s) - Start Date 03/10/2005 - 0 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-25 |
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