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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2020-03-31
TX RA APPROVED 2015-02-27
CA RA APPROVED 2015-02-25
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2020-03-31
  • TX RA
    APPROVED
    Since 2015-02-27
  • CA RA
    APPROVED
    Since 2015-02-25

Branch Locations

2 Court St, Binghamton, NY 13901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Scottsdale AZ 01/2000 Present
Bank Of America, N.A. Scottsdale AZ 06/2011 Present
Previous Registrations
Other Businesses

I*11035 Nature of business: Rental Property Name of outside business organization: Rental Property Investment related: No Address of business: Endicott, New York 13760 Position, title, association: owner Start date of relationship: 5/3/2021 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 I*3092 Nature of business: Rental Property Name of outside business organization: Rental Investment related: No Address of business: Scottsdale, Arizona 85258 Position, title, association: Owner Start date of relationship: 2/19/2015 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 I*11033 Nature of business: Rental Property Name of outside business organization: M. W. Investment related: No Address of business: Binghamton, New York 13905 Position, title, association: Sole owner Start date of relationship: 5/3/2021 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*11034 Nature of business: Rental Property Name of outside business organization: M. W. Squires Ave Investment related: No Address of business: Endicott, New York 13760 Position, title, association: Sole owner Start date of relationship: 5/3/2021 Number of hours devoted: 1 hour Number of hours devoted during trading hours: 0 Duties: Sole owner of rental property I*2076298 Entity Type Fiduciary Name of OBA: Estate of T S Address: Vestal, New York, 13850 Investment Related: No Position, Title, Association: Executor Employee Start Date: 15-Nov-2024 No Hours: 15 yearly No Hours during trading: 0 Duties: Executor I*: 2186267 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Sarasota, FL 34238 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 02/03/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Co-owner with other family members of rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-05
S63 Uniform Securities Agent State Law Examination 1998-10-26
  • S66 Uniform Combined State Law Examination
    2007-12-05
  • S63 Uniform Securities Agent State Law Examination
    1998-10-26
Other Names
  • Maria Silvestri
  • Marie Silvestri Peterson
  • Maria Silvestri Peterson
  • Maria Peters

View on SEC IAPD

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