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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-03-17 |
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2015-09-18 |
| TX | RA | APPROVED_RES | 2015-09-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Binghamton | NY | 07/2015 | Present |
| Bank Of America, N.A. | Binghamton | NY | 08/2015 | Present |
I*: Entity Type: Entity Charitable Name of OBA: Catholic Schools of Broome County Subcommittee Address: New York, NY, 13905 Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/01/2025 No. Hours: 12 YRLY No. Hours during Trading: 0 Duties: Quarterly meetings with committee board to review and identify areas that need attention. This would include reviewing placement for capital campaign to benefit the catholic school programs within broome county. For instance, upgrading the athletic facilities including potential creation of a concession stand in addition to an exterior restroom at Seton Catholic Central High School to benefit the soccer/lacrosse field in addition to various other projects that could benefit from donors to support Seton Catholic Central High School and/or St. John's and St. James middle schools in the Binghamton, NY area.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-01 |
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