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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| MD | RA | APPROVED | 2016-06-14 |
| TX | RA | APPROVED | 2016-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hunt Valley | MD | 02/2016 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 05/2016 | Present |
I*136453For profit or not for profit: Non-Profit OrganizationName of outside business organization: Alzheimer s AssociationInvestment related: NAddress of business:Chicago, Illinois 60601Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 3/9/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: I am a volunteer and on the ALZ Binghamton Walk sub-committee. I will be assisting with the planning of the event that will take place in September 2021. I*, 25445843 Entity Type: Charitable Name of OBA: Mothers & Babies Perinatal Network Address: Johnson City, NY 13790 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 02/04/2025 No Hours: 40HRS per year No Hours during trading: 20 Duties: Board Member - Monitor and evaluate progress of organization; assist as necessary in activities related to the organizations goals & objectives.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-12 |
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