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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
MD RA APPROVED 2016-06-14
TX RA APPROVED 2016-06-14
  • NY RA
    APPROVED
    Since 2021-04-19
  • MD RA
    APPROVED
    Since 2016-06-14
  • TX RA
    APPROVED
    Since 2016-06-14

Branch Locations

2 Court St, Binghamton, NY 13901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 02/2016 Present
Bank Of America, N.A. Hunt Valley MD 05/2016 Present
Other Businesses

I*136453For profit or not for profit: Non-Profit OrganizationName of outside business organization: Alzheimer s AssociationInvestment related: NAddress of business:Chicago, Illinois 60601Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 3/9/2021Number of hours devoted: 8 hour(s) MonthlyNumber of hours devoted during trading hours: 1Duties: I am a volunteer and on the ALZ Binghamton Walk sub-committee. I will be assisting with the planning of the event that will take place in September 2021. I*, 25445843 Entity Type: Charitable Name of OBA: Mothers & Babies Perinatal Network Address: Johnson City, NY 13790 Investment Related: NO Position, Title, Association: Board Member Employee Start Date: 02/04/2025 No Hours: 40HRS per year No Hours during trading: 20 Duties: Board Member - Monitor and evaluate progress of organization; assist as necessary in activities related to the organizations goals & objectives.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-12
  • S66 Uniform Combined State Law Examination
    2016-06-12

View on SEC IAPD

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