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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2007-02-26 |
| TX | RA | APPROVED_RES | 2007-02-09 |
Branch Locations
2 Court St, Binghamton, NY 13901 • United States
Lake Placid, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Binghamton | NY | 02/2007 | Present |
| Bank Of America,Na | Binghamton | NY | 11/2009 | Present |
I*3540267Entity Type: Entity CharitableName of OBA: Mirror Lake Watershed AssociationAddress: Lake Placid, New York, 12946Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 02/09/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: To educate the community & foster responsible stewardship of Mirror Lake in Lake Placid, NY. Board member I*3706271, Entity Type: , Name of OBA: Goodwill Theater, Inc., Address: Johnson City, New York, 13790, Investment Related: N, Position, Title, Association: member of the Board of Directors, Employee Start Date: 03/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: member of the Board of Directors, A regional entertainment venue that offers a wide variety of musical & theatrical presentations to the Southern tier of NY area. I*4102268, Entity Type: Entity Charitable, Name of OBA: Chenango Valley Cemetery Association, Address: Binghamton, New York, 13901, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: General member of the Board of Directors, attend board meetings & advocate for the entity in the community. The organization owns & operates The Chenango Valley Cemetery located in Hillcrest NY. They maintain the property, sell plots, headstones & provide burial services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-03 |
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