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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CT RA APPROVED 2007-02-26
TX RA APPROVED_RES 2007-02-09
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2007-02-26
  • TX RA
    APPROVED_RES
    Since 2007-02-09

Branch Locations

2 Court St, Binghamton, NY 13901 • United States

Lake Placid, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Binghamton NY 02/2007 Present
Bank Of America,Na Binghamton NY 11/2009 Present
  • 02/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Binghamton, NY
  • 11/2009 → Present
    Bank Of America,Na
    Binghamton, NY
Other Businesses

I*3540267Entity Type: Entity CharitableName of OBA: Mirror Lake Watershed AssociationAddress: Lake Placid, New York, 12946Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 02/09/2026Number of Hours: 2, MonthlyNumber of Hours during trading: 0, MonthlyDuties: To educate the community & foster responsible stewardship of Mirror Lake in Lake Placid, NY. Board member I*3706271, Entity Type: , Name of OBA: Goodwill Theater, Inc., Address: Johnson City, New York, 13790, Investment Related: N, Position, Title, Association: member of the Board of Directors, Employee Start Date: 03/01/2026, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: member of the Board of Directors, A regional entertainment venue that offers a wide variety of musical & theatrical presentations to the Southern tier of NY area. I*4102268, Entity Type: Entity Charitable, Name of OBA: Chenango Valley Cemetery Association, Address: Binghamton, New York, 13901, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 04/01/2026, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: General member of the Board of Directors, attend board meetings & advocate for the entity in the community. The organization owns & operates The Chenango Valley Cemetery located in Hillcrest NY. They maintain the property, sell plots, headstones & provide burial services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-08
S63 Uniform Securities Agent State Law Examination 1986-06-03
  • S65 Uniform Investment Adviser Law Examination
    2007-06-08
  • S63 Uniform Securities Agent State Law Examination
    1986-06-03
Other Names
  • J Scott Freeman
  • Scott Freeman
  • Scott Freeman

View on SEC IAPD

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