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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2013-03-13 |
| CT | RA | APPROVED | 2011-10-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 06/2011 | Present |
| Bank Of America, N.A. | Charlotte | NC | 09/2014 | Present |
I*: 2163258 Entity Type: For Profit Name of OBA: Liberty Lab Logistics Address: Toronto, Ontario Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 01/13/2025 Number of Hours: 20 hrs wkly Number of Hours during trading: 0 Duties: Courier picking up vet samples and delivering to a meet point.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-31 |
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