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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-26
NY RA APPROVED 2021-06-14
  • TX RA
    APPROVED
    Since 2021-08-26
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

2 Court St, Binghamton, NY 13901 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Binghamton NY 10/2020 Present
Monster Worldwide Weston MA 09/2016 02/2017
S&P Global Market Intelligence Boston MA 04/2017 10/2018
Dbc Pri-Med Llc Boston MA 11/2018 04/2019
Athenahealth Boston MA 04/2019 02/2020
Conversion Monster Binghamton NY 06/2020 09/2020
University At Buffalo Binghamton NY 01/2014 09/2016
Unemployed Binghamton NY 02/2020 06/2020
Bank Of America N.A. Binghamton NY 01/2021 Present
  • 10/2020 → Present
    Binghamton, NY
  • 09/2016 → 02/2017
    Monster Worldwide
    Weston, MA
  • 04/2017 → 10/2018
    S&P Global Market Intelligence
    Boston, MA
  • 11/2018 → 04/2019
    Dbc Pri-Med Llc
    Boston, MA
  • 04/2019 → 02/2020
    Athenahealth
    Boston, MA
  • 06/2020 → 09/2020
    Conversion Monster
    Binghamton, NY
  • 01/2014 → 09/2016
    University At Buffalo
    Binghamton, NY
  • 02/2020 → 06/2020
    Unemployed
    Binghamton, NY
  • 01/2021 → Present
    Bank Of America N.A.
    Binghamton, NY
Other Businesses

I*: 2496319 Entity Type: Business or Industry Organization Name of OBA: Binghamton Club Address: Binghamton, NY Binghamton Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/27/2025 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: The Binghamton Club is a city/social club located in downtown Binghamton. It has a bar, restaurant, bowling alley, gym, and multiple rooms you can rent out for parties and events. The board oversees it's general operations and how to bring in more members. I will have a non-specified board seat that will participate in monthly board meetings in which we will review membership, upcoming events, renovations to the club, and how well the club is doing financially. I will not be giving investment or financial advice in these meetings as that is done by the president and treasurer. My role is to help strategize new events that will be fun/applicable to current members and prospective members. I will also give my input on any general club activities, such as renovations, bar/dinner entrees, and any changes to the bowling league as that is the main driver for the club.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11
Other Names
  • James S Freeman

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