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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-08
CT RA APPROVED 2006-03-17
  • TX RA
    APPROVED_RES
    Since 2009-01-08
  • CT RA
    APPROVED
    Since 2006-03-17

Branch Locations

200 Glastonbury Blvd, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2006 Present
Other Businesses

I*5199268, Entity Type: , Name of OBA: P M R TOD BENEFICIARIES ON FILE , Address: East Hartford, Connecticut, 06118, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 08/05/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-17
  • S66 Uniform Combined State Law Examination
    2002-09-17
Other Names
  • Sandra L Romaniw
  • Sandra L Bertrand
  • Sandra Lee Romaniw

View on SEC IAPD

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