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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-10-28
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-10-28
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

45 Glastonbury Boulevard 1St Floor, Glastonbury, CT 06033 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Manchester CT 07/1985 03/2017
Massmutual Life Insurance Co Glastonbury CT 07/2016 Present
Mml Investors Services, Llc Glastonbury CT 03/2017 Present
  • 07/1985 → 03/2017
    Metlife Securities Inc.
    Manchester, CT
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Glastonbury, CT
  • 03/2017 → Present
    Glastonbury, CT
Previous Registrations
  • 2000-03-16 → 2017-03-25
    Msi Financial Services, Inc.
    Glastonbury, CT
    Wethersfield, CT
Other Businesses

INDEPENDENT INSURANCE AGENT (DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, MEDICARE RELATED PRODUCTS, PROPERTY & CASUALTY) 1 SECURITIES TRADING HOURS WEEKLY, 1 NON SECURITIES TRADING HOURS WEEKLY FROM BUSINESS ADDRESS - START DATE 1/2012

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-11-22
S65 Uniform Investment Adviser Law Examination 2000-02-14
  • S63 Uniform Securities Agent State Law Examination
    2004-11-22
  • S65 Uniform Investment Adviser Law Examination
    2000-02-14

View on SEC IAPD

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