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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| NJ | RA | APPROVED | 2004-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 03/1995 | Present |
| Bank Of America, N.A. | White Plains | NY | 07/2011 | Present |
I*2533313, Entity Type: Entity For Profit, Name of OBA: A P sole proprietor, Address: Fort Lee, New Jersey, 07024, Investment Related: N, Position, Title, Association: ["Officer"], Employee State Date: 06/10/2025, No Hours: 5 Weekly, No Hours during Trading: 1 Weekly, Duties: To race a horse Sole owner responsible for all accounts payable
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-28 |
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