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7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
7160 Rafael Rivera Way Suite 220, Las Vegas, NV 89113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Beverly Hills | CA | 02/2012 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | 09/2017 |
| Morgan Stanley Smith Barney Llc | Sherman Oaks | CA | 10/2017 | 05/2019 |
| Rbc Capital Markets, Llc. | Beverly Hills | CA | 05/2019 | 12/2020 |
| Lincoln Financial Services | Las Vegas | NV | 08/2021 | 08/2021 |
| Unemployed | Nevada | NV | 01/2021 | 06/2021 |
| Unemployed | Las Vegas | NV | 09/2021 | 05/2022 |
| Fidelity Investments | Las Vegas | NV | 05/2022 | 06/2023 |
| Unemployed | Las Vegas | NV | 12/2020 | 07/2021 |
| Unemployed | Las Vegas | NV | 07/2023 | 06/2024 |
| Whalen Wealth Management Inc. Dba Whalen Financial | Las Vegas | NV | 07/2024 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2024 | Present |
1) Whalen Wealth Management Inc. DBA Whalen Financial. Investment Related. At registered location. RIA. Client Service Associate. 07/2024. Hrs/month 160 all during trading hours. Client services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-22 |
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