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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
4 West Red Oak Lane, Suite 101, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | White Plains | NY | 12/2014 | Present |
1. Ladder Capital Corp; 320 Park Avenue NY NY 10022; Commercial real estate finance company; Board Member; 6/4/19; 30 Hrs/Yr; During securities trading hours; Investment-Related. 2. Ladder Capital Corp; 320 Park Avenue NY NY 10022; Commercial real estate finance company; Audit committee member; 6/4/19; 30 hr/yr; During securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-02-06 |
| S65 | Uniform Investment Adviser Law Examination | 2012-10-02 |
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