Michael Ernest Banks

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2013 → Present
  Financial Network Investment Corporation
  Boulder, CO
• 04/2019 → 03/2023
  Flandermeyer Financial Llc
  Boulder, CO
• 08/2021 → Present
  Lakeridge Wealth Management Llc
  Mentor, OH
• 01/2007 → Present
  Mba Financial Services, Llc
  Boulder, CO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2021-08-19 → 2021-12-31
  Lakeridge Wealth Management Llc
  Mentor, OH
• 2001-03-19 → 2007-02-27
  Sela Capital Group Llc
  Boulder, CO

Other Businesses

(1) OTHER BUSINESS: INSURANCE, INVEST. RELATED: YES, NATURE OF BUSINESS: SALE OF FIXED INSURANCE (LIFE, DISABILITY, ANNUITIES, LONG-TERM CARE), POSITION: AGENT, START DATE: 05/31/2005, HOURS PER WEEK: 2 HOURS DURING TRADING HOURS: VARIES DUTIES: FIXED INSURANCE SALES (2) OTHER BUSINESS: MBA FINANCIAL SERVICES, LLC, INVEST. RELATED: YES, 1634 WALNUT ST. #111. BOULDER, CO 80302, NATURE OF BUSINESS: INVESTMENT SERVICES, POSITION: MANAGING DIRECTOR/FINANCIAL ADVISOR, START DATE: 11/2022, HOURS PER WEEK: 40 HOURS PER WEEK, DUTIES: MANAGING DIRECTOR AND FINANCIAL ADVISOR FOR DBA - MBA FINANCIAL SERVICES, LLC. (3) OTHER BUSINESS: MICHAEL BANKS INVEST. RELATED: NO, NATURE OF BUSINESS: BOOK AUTHOR, POSITION: AUTHOR, START DATE: 01/2004, HOURS PER WEEK: 5 ; DUTIES: NON-FICTION BOOK AUTHOR. (4) OTHER BUSINESS: HARVARD COLLEGE; INVEST. RELATED: NO; 24 MT. AUBURN STREET, CAMBRIDGE, MA 02138; NATURE OF BUSINESS: ADVOCATE FOR MAKING CHARITABLE REQUESTS TO HARVARD COLLEGE; START DATE: 11/2022; HOURS PER WEEK: 0- 2 HOURS; DURING TRADING HOURS: 0-2 HOURS; DUTIES: CLASS CHAIR/ ADVOCATE; (5) OTHER BUSINESS: RALEIGH ROAD REAL ESTATE LLC, MOFFIT PARK LLC, SYCAMORE PARK LLC, UPLAND PARK LLC, RALEIGH ROAD LLC, CENTER BRIDGE LLC; INVEST. RELATED: NO; SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: REAL ESTATE, START DATE: 2/2025. TITLE: PART OWNER & MANAGER, # OF HRS/WK: 8 APX # OF HRS DUR TRD HRS: 1; DUTIES: PROPERTY MANGEMENT, INCLUDING FACILITIES SERVICES, BOOKKEEPING AND CASH FLOW MANAGEMENT; (6) OTHER BUSINESS: FINANCIAL NETWORK INVEST. RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 1/2013 HOURS PER WEEK: 40 HOURS DURING TRADING HOURS: 32.5 POSITION: REGISTERED REP DUTIES: DBA (7) OTHER BUSINESS: WORLD WILDLIFE FUND & THE NATURE CONSERVANCY INVEST. RELATED: NO ADDRESS: COLORADO NATURE OF BUSINESS: NON-PROFIT START DATE: 3/2017 HOURS PER WEEK: 2 HOURS DURING TRADING HOURS: 2 POSITION: VOLUNTEER DUTIES: ADVOCACY AND FUNDRAISING (8) OTHER BUSINESS: LAKERIDGE WEALTH MANAGEMENT - CRD#314071 INVEST. RELATED: YES SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION: INVESTMENT ADVISORY REPRESENTATIVE START DATE: 06/2021 HOURS PER WEEK: 40 HOURS DURING TRADING HOURS: 32.5 DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT (9) NAME OF OTHER BUSINESS: FREEDOM FOREVER, LLC; INVESTMENT RELATED: NO; ADDRESS: 4445 BUSINESS PARK DRIVE, SUITE 104, TEMECULA, CA 92590; NATURE OF BUSINESS: SOLAR PANEL INSTALLATIONS START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: REFERRER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SOLAR INSTALLATIONS, PROVIDE REFERRALS; (10) NAME OF OTHER BUSINESS: THE ATLAS INSTITUTE AT THE UNIVERSITY OF COLORADO BOULDER; INVESTMENT RELATED: NO; ADDRESS: 1125 18TH STREET, 320 UCB BOULDER,CO 80309; NATURE OF BUSINESS: EDUCATION; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: VISITING SCHOLAR; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; BRIEF DESCRIPTION OF DUTIES: PART-TIME INSTRUCTOR;

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-02-21
• S63 Uniform Securities Agent State Law Examination
  1986-02-18