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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-08-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Financial Services,Inc. | Muncie | IN | 09/1988 | Present |
| Minnesota Mutual Life | St. Paul | MN | 12/1992 | Present |
| Ascend Financial Services, Inc. | Muncie | IN | 12/1992 | Present |
| Cetera Wealth Services, Llc | Muncie | IN | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 12/1992 | 08/2023 |
BALL STATE UNIVERSITY POSITION: Employee NATURE: Service Industry INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1998 ADDRESS: , Muncie IN , United States DESCRIPTION: Employee COMPREHENSIVE FINANCIAL SERVICES INC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2002 ADDRESS: , Muncie IN , United States DESCRIPTION: Agent/Broker SHOEMAKER FINANCIAL FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2019 ADDRESS: 2176 West St, Ste 100, Germantown TN 38138, United States DESCRIPTION: Fixed Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-12-19 |
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