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2600 West Jackson, Muncie, IN 47303 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-27 |
| IN | RA | APPROVED | 2017-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Muncie | IN | 01/2010 | Present |
| David P. Gilliam & Associates, Inc | Muncie | IN | 12/2016 | Present |
1. 5/24/2010 - David P. Gilliam & Associates, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/5/2017 - David P Gilliam & Associates, Inc. - DBA: David P Gilliam & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 04/07/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through David P Gilliam & Associates, an independent investment advisor firm. I started this business activity in December 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 7/5/2017 - David P Gilliam & Associates. Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 04/07/2017 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through David P Gilliam & Associates, an independent investment advisor firm. I started this business activity in December 2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 10/09/2025 - Real Estate Rental - Investment Related - Richmond IN - Start Date:10/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-11 |
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