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Current Employers
David P. Gilliam & Associates, Inc.

2600 West Jackson, Muncie, IN 47303 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-06-19
TX RA APPROVED_RES 2019-04-26
LA RA APPROVED 2019-03-01
IN RA APPROVED 2017-04-03
  • FL RA
    APPROVED
    Since 2019-06-19
  • TX RA
    APPROVED_RES
    Since 2019-04-26
  • LA RA
    APPROVED
    Since 2019-03-01
  • IN RA
    APPROVED
    Since 2017-04-03

Branch Locations

2600 West Jackson, Muncie, IN 47303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Muncie IN 02/1994 Present
David P. Gilliam & Associates, Inc Muncie IN 12/2016 Present
Other Businesses

1. 07/30/08 - DBA DAVID P. GILLIAM & ASSOCIATES. 2. 01/07/2013: DKG PROPERTIES / REAL ESTATE RENTAL / 2 RENTAL UNITS - MY OWN OFFICE THAT I MAINTAIN AS AN LPL BRANCH AND RENT FROM MYSELF. / TIME SPENT 1% 3. 04/07/2017 -David P. Gilliam & Associates, Inc. -Investment related- At reported business location(s) - Registered Investment Advisor Hybrid -We will be offering Financial Plans on an hourly basis

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-04-02
  • S63 Uniform Securities Agent State Law Examination
    1986-04-02

View on SEC IAPD

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