Dana Harris Wiltsey Stallings

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 09/2020
  American Portfolios Financial Services, Inc.
  Muncie, IN
• 09/2020 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 09/2020 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 09/2022
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Muncie, IN
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-09-01 → 2020-11-12
  First Allied Advisory Services, Inc.
  Muncie, IN
• 2012-08-09 → 2020-09-02
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2007-07-03 → 2012-08-13
  New England Securities
  Indianapolis, IN
  Muncie, IN
• 2005-06-02 → 2006-08-01
  Thrivent Investment Management Inc.
  Indianapolis, IN
  Carmel, IN

Other Businesses

1. STALLINGS WEALTH MANAGEMENT; PRESIDENT; DBA; START DATE: 9/1/2020; 160 HOURS PER MONTH. 2. HEART OF INDIANA UNITED WAY; BOARD OF DIRECTORS, BOARD PRESIDENT; NON-PROFIT ORGANIZATION; START DATE 07/01/2021; 2 HRs week, 1 during trading hours 3. INSURANCE; ADVISOR; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 05/20/2021; 8 HOURS PER MONTH. 4. FULL CIRCLE INVESTMENT ADVISORS; IAR; DBA; START DATE: 06/01/2021; 160 HOURS PER MONTH. 5. NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF MUNCIE & DELAWARE COUNTY; INVESTMENT RELATED: NO; ADDRESS: 302 E. JACKSON STREET MUNCIE, IN 47305; NATURE OF BUSINESS: COMMUNITY FOUNDATION; START DATE: 04/2021; POSITION/TITLE/RELATIONSHIP: MEMBER/INVESTMENT COMMITTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: COMMUNITY FOUNDATION MEMBER; 6. NAME OF OTHER BUSINESS: COMMUNITY FOUNDATION OF MUNCIE & DELAWARE COUNTY; INVESTMENT RELATED: NO; ADDRESS: 302 E. JACKSON STREET MUNCIE, IN 47305; NATURE OF BUSINESS: COMMUNITY FOUNDATION; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: BOARD TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ACCURATE ACCOUNTING OF THE FINANCIAL TRANSACTIONS 7. NAME OF OTHER BUSINESS: ROTARY INTERNATIONAL INVESTMENT RELATED: NO ADDRESS: 1560 SHERMAN AVE, EVANSTON IL 60201 NATURE OF BUSINESS: PROVIDING SERVICE TO OTHERS. START DATE: 5/1/2026 POSITION/TITLE/RELATIONSHIP: ROTARY YOUTH EXCHANGE OFFICER (YEO) APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: COORDINATE 1 INBOUND ROTARY YOUTH EXCHANGE STUDENT, MEETINGS

Exams

• S66 Uniform Combined State Law Examination
  2005-06-01

Other Names

• Daniel H. W. Stallings