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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-05 |
| IN | RA | APPROVED | 2024-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lord, Abbett & Co. Llc | Jersey City | NJ | 06/2011 | 02/2017 |
| Friendship Trays | Charlotte | NC | 09/2019 | 10/2022 |
| Unemployed | Muncie | IN | 10/2022 | 03/2023 |
| Onieal And Associates | Muncie | IN | 03/2023 | Present |
| Cetera Advisors Llc | St Cloud | MN | 03/2023 | Present |
| Unemployed | Jersey City | NJ | 02/2017 | 09/2019 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 04/2024 | Present |
1. NAME OF OTHER BUSINESS: ONIEAL AND ASSOCIATES , INVESTMENT RELATED: YES, ADDRESS: 1416 W JACKSON, MUNCIE, IN, 47303, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 6.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-16 |
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