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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-23 |
| IN | RA | APPROVED | 2020-11-12 |
Branch Locations
12175 Visionary Way, Fishers, IN 46038 • United States
3700W. Bethel Avenue, Muncie, IN 47304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diefgo | CA | 11/2010 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
| Cetera Advisors Llc | Muncie | IN | 09/2022 | Present |
1.) MOJO, INC; REAL ESTATE; OWNER; 200 N. RILEY RD, MUNCIE, IN 47304; 10/20/2010; INVESTMENT RELATED. 2.)ONIEAL AND ASSOCIATES, LLC, FULL CIRCLE INVESTMENT ADVISORS; OWNER; "DOING BUSINESS AS" (DBA); START DATE:11/1/2010
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-04-18 |
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