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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
360 Hamilton Ave 9Th Floor, White Plains, NY 10601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | White Plains | NY | 03/1991 | 11/2024 |
| Prudential Insurance Company Of America | White Plains | NY | 03/1991 | Present |
| Lpl Enterprise, Llc | White Plains | NY | 11/2024 | Present |
1) 11/07/2024- PLYMOUTH ROCK- Property and Casualty- SELLING HOME INSURANCE- INV Related- At White Plains, NY- Start date 11/05/2024- 1 HRS MTH- 1 HRS MTH During Trading 2) 11/07/2024- NY PROPERTY- Property and Casualty- selling home insurance policies- INV Related- At White Plains, NY- Start date 11/05/2024- 1 HRS MTH- 0 HRS During Trading 3) 11/07/2024- LIBERTY MUTUAL- Property and Casualty- selling auto/home- INV Related- At White Plains, NY- Start date 11/05/2024- 5 HRS MTH- 0 HRS During Trading 4) 11/01/2024- NEW YORK PROPERTY INSURANCE UNDERWRITING- Property and Casualty- I sell Home Insurance through New York Property Insurance Underwriting- INV Related- At White Plains, NY- Start date 01/01/2024- 1 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-01 |
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