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Robert Brewer Lawrence

Financial Strategies For Today And Tomorrow--Wealth Mgmt Group

Santa Ana, CA

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Current Employers
Financial Strategies For Today And Tomorrow--Wealth Mgmt Group

6 Hutton Centre Drive Penthouse Suite 1400, Santa Ana, CA 92707 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2008-04-25
  • CA RA
    APPROVED
    Since 2008-04-25

Branch Locations

6 Hutton Centre Drive Penthouse Suite 1400, Santa Ana, CA 92707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rsl Enterprises Inc. Tustin CA 05/2003 Present
Financial Strategies For Today And Tomorrow-Wealth Management Gr Tustin CA 08/2007 Present
  • 05/2003 → Present
    Rsl Enterprises Inc.
    Tustin, CA
  • 08/2007 → Present
    Financial Strategies For Today And Tomorrow-Wealth Management Gr
    Tustin, CA
Other Businesses

RSL ENTERPRISES INC.;NON-INVESTMENT RELATED;TUSTIN,CA; TAX AND INSURANCE SERVICES;PRESIDENT/OWNER;05/2003;80 HRS/MONTH;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 1994-07-11
  • S65 Uniform Investment Adviser Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    1994-07-11
Other Names
  • Bob Lawrence

View on SEC IAPD

Other Firms

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
VALMARK ADVISERS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OSAIC WEALTH, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
CENTAURUS FINANCIAL, INC.

Other Investors

KEITH TOWNSEND
NICHOLAS ADELIZI
CRAIG EDWARD TUTHILL
DAVID BRIAN LOFTUS
MARK HERRING
RYAN PATRICK HAWKINS
JON MATTHEW LEEDOM
PAUL ROBERT HAMMERSMITH

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SANTA ANA, CA
VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA
OSAIC WEALTH, INC. · Tustin, CA
EDWARD JONES · TUSTIN, CA
CETERA INVESTMENT ADVISERS LLC · SANTA ANA, CA
CENTAURUS FINANCIAL, INC. · Santa Ana, CA

More in Santa Ana, CA

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