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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-25 |
| CA | RA | APPROVED | 2015-05-21 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Orange | CA | 05/2015 | Present |
HLMT GROUP LLC, INV RELATED, SANTA ANA, CA, 25% OWNERSHIP, START 4/2015, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET OFFICE ADMINISTRATION. TUTHILL MOTORSPORT INC., NOT INV RELATED, 100% OWNERSHIP, START 6/1/2021, 5 HOURS PER MONTH, ZERO DURING TRADING, AUTOMOTIVE INDUSTRY COMPANY. | HLMT GROUP LLC; INVESTMENT RELATED; SANTA ANA, CA; 33.33% OWNER; 05/2015; 1 HOUR PER MONTH; NO HOURS DURING TRADING HOURS; TO PAY LOCAL EXPENSES FOR FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-13 |
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