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Nicholas Adelizi

Wells Fargo Advisors Financial Network, LLC

Santa Ana, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
  • CA RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anaheim CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anaheim CA 11/2016 01/2021
Wells Fargo Advisors Financial Network, Llc Santa Ana CA 01/2021 Present
Previous Registrations
  • 2003-07-01 → 2021-01-15
    Wells Fargo Clearing Services, Llc
    Anaheim, CA
    Anaheim, CA
    Brea, CA
    The Woodlands, TX
    Temecula, CA
    Temecula, CA
  • 2001-04-30 → 2003-07-01
    Prudential Equity Group, Llc
    Anaheim, CA
Other Businesses

TRUSTEE FOR PARENT'S TRUST, INV RELATED, MURRIETA, CA, START: 2/3/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
Other Names
  • Nicholas J Adelizi
  • Nicholas John Adelizi

View on SEC IAPD

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Other Offices

VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA
OSAIC WEALTH, INC. · Tustin, CA
EDWARD JONES · TUSTIN, CA
CETERA INVESTMENT ADVISERS LLC · SANTA ANA, CA
CENTAURUS FINANCIAL, INC. · Santa Ana, CA
CENTAURUS FINANCIAL, INC. · SANTA ANA, CA

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