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Nicholas Adelizi

Wells Fargo Advisors Financial Network, LLC

Santa Ana, CA

CRD 4048429

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-15
TX RA APPROVED 2021-01-15
  • CA RA
    APPROVED
    Since 2021-01-15
  • TX RA
    APPROVED
    Since 2021-01-15

Branch Locations

1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anaheim CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anaheim CA 11/2016 01/2021
Wells Fargo Advisors Financial Network, Llc Santa Ana CA 01/2021 Present
Previous Registrations
  • 2003-07-01 → 2021-01-15
    Wells Fargo Clearing Services, Llc
    Anaheim, CA
    Anaheim, CA
    Brea, CA
    The Woodlands, TX
    Temecula, CA
    Temecula, CA
  • 2001-04-30 → 2003-07-01
    Prudential Equity Group, Llc
    Anaheim, CA
Other Businesses

TRUSTEE FOR PARENT'S TRUST, INV RELATED, MURRIETA, CA, START: 2/3/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1999-12-10
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-10
Other Names
  • Nicholas J Adelizi
  • Nicholas John Adelizi

View on SEC IAPD

Nearby Firms

VALMARK ADVISERS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

KEITH TOWNSEND
CRAIG EDWARD TUTHILL
DAVID BRIAN LOFTUS

Nearby Offices

VALMARK ADVISERS, INC. · Santa Ana, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA ANA, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TUSTIN, CA

More in Santa Ana, CA

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