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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-05-21 |
| TX | RA | APPROVED | 2015-05-21 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Orange | CA | 05/2015 | Present |
HAWKINS MOTORSPORTS, LLC; NON INVESTMENT RELATED; CORONA, CA; 100% OWNERSHIP; START 5/11; 5 HRS PER MONTH 0 DURING TRADING; AUTOMOTIVE SALES RENTAL PROPERTY; INVESTMENT RELATED; ORANGE, CA; 100% OWNERSHIP; START DATE 9/9/2010; 0 HOURS PER MONTH; DUTIES ARE OWNER. TRUSTEE FOR HLMT GROUP, LLC 401K; INV RELATED; SANTA ANA, CA; START: 5/21/15; 1 HR/MO; 0 DURING TRDING. TRUSTEE FOR MOTHER'S TRUST, INV RELATED, ORANGE, CA, START: 12/28/2012, 0 HRS/MONTH, 0 HRS DURING TRADING. RPH INC; INV RELATED; SANTA ANA, CA; 100% OWNERSHIP; START 05/24/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE. | HLMT GROUP LLC; INVESTMENT RELATED; SANTA ANA, CA; PRACTICE MANAGEMENT FOR FINET OFFICE; 33.34% OWNER; 06/01/2024; 5 HOURS A MONTH; 0 HOURS DURING TRADING HOURS; FINET PRACTICE MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-15 |
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