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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-24 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
10077 Grogans Mill Rd Ste 325 [Satellite], The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | The Woodlands | TX | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | The Woodlands | TX | 11/2016 | 01/2025 |
| Wells Fargo Advisors Financial Network, Llc | Shenandoah | TX | 01/2025 | Present |
HARMONY WEALTH MANAGEMENT; INV RELATED; SHENANDOAH, TX; 50% OWNERSHIP; START 09/15/2024; 240 HOURS PER MONTH; 240 HOUR DURING TRADING; FINET PRACTICE.| FISH-CROW LLC; INV RELATED; OAKHURST, TX; FARM RANCH; 100% OWNERSHIP WITH SPOUSE; START DATE 02/06/2008; 10 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-31 |
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