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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-09-13 |
Branch Locations
1551 N Tustin Ave Ste 100, Santa Ana, CA 92705 • United States
10077 Grogans Mill Rd Ste 325 [Satellite], The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Houston | TX | 01/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2016 | 09/2021 |
| Wells Fargo Advisors Financial Network, Llc | Houston | TX | 09/2021 | Present |
PHLH LLC, INV RELATED, SHENANDOAH, TX, 100% OWNERSHIP, START 8/11/2021, 20 HOURS PER MONTH, 1 HOUR DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-11-13 |
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