Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-11-02 |
| CA | RA | APPROVED | 2022-09-26 |
| TX | RA | APPROVED_RES | 2022-09-26 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
Gold Canyon, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | La Jolla | CA | 06/2009 | 09/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2022 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 09/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
RENTAL PROPERTY, INVT RELATED, LA JOLLA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 10/5/2022, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD.; RUE STIIC, LLC, NOT INVT RELATED, CARSON CITY, NV, 100% OWNERSHIP BY DAUGHTER, START DATE 11/30/2012, 5 HRS PER MONTH, 1 HR DURING TRADING, CHECK SIGNER. RENTAL PROPERTY, INVT RELATED, LA JOLLA, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 12/01/2023, 0 HRS PER MONTH AND DURING TRADING, LANDLORD, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY, INVT RELATED, ESCONDIDO, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 12/01/2023, 0 HRS PER MONTH AND DURING TRADING, LANDLORD, OWNER OF RENTAL PROPERTY. RENTAL PROPERTY; INV. RELATED; LA JOLLA, CA; 100% OWNERSHIP WITH SPOUSE; START DATE 10/15/2024; 1 HR PER MONTH; 0 HRS DURING TRADING; LANDLORD / OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1988-01-15 |
Reach out to this advisor