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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-04
  • IL RA
    APPROVED
    Since 2022-07-04

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

707 Skokie Blvd., Suite 400, Northbrook, IL 60062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Equities, Inc. Schaumburg IL 05/2013 05/2019
Stancorp Investment Advisers, Inc. Schaumburg IL 05/2013 05/2019
Unemployed Arlington Heights IL 05/2019 09/2019
Lpl Financial, Llc Northbrook IL 10/2019 Present
Sheridan Road Advisors, Llc, A Hub International Company Northbrook IL 11/2019 10/2022
Global Retirement Partners, Llc San Rafael CA 07/2022 Present
  • 05/2013 → 05/2019
    Stancorp Equities, Inc.
    Schaumburg, IL
  • 05/2013 → 05/2019
    Schaumburg, IL
  • 05/2019 → 09/2019
    Unemployed
    Arlington Heights, IL
  • 10/2019 → Present
    Lpl Financial, Llc
    Northbrook, IL
  • 11/2019 → 10/2022
    Sheridan Road Advisors, Llc, A Hub International Company
    Northbrook, IL
  • 07/2022 → Present
    San Rafael, CA
Previous Registrations
  • 2019-11-08 → 2022-10-25
    Sheridan Road Advisors, Llc, A Hub International Company
    Northbrook, IL
  • 2013-08-01 → 2019-07-02
    Schaumburg, IL
Other Businesses

1. 10/9/2019 - SHERIDAN ROAD FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/22/2019 - Sheridan Road Financial, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/30/2019 - 40 Hours Per Month During Securities Trading. 3. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 5. 12/22/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 6. 4/5/2023 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 04/14/2023 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date 10/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-27
S63 Uniform Securities Agent State Law Examination 1988-10-07
  • S65 Uniform Investment Adviser Law Examination
    1994-04-27
  • S63 Uniform Securities Agent State Law Examination
    1988-10-07
Designations
Other Names
  • Mike Flahaven

View on SEC IAPD

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