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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-04 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
707 Skokie Blvd., Suite 400, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stancorp Equities, Inc. | Schaumburg | IL | 05/2013 | 05/2019 |
| Stancorp Investment Advisers, Inc. | Schaumburg | IL | 05/2013 | 05/2019 |
| Unemployed | Arlington Heights | IL | 05/2019 | 09/2019 |
| Lpl Financial, Llc | Northbrook | IL | 10/2019 | Present |
| Sheridan Road Advisors, Llc, A Hub International Company | Northbrook | IL | 11/2019 | 10/2022 |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2022 | Present |
1. 10/9/2019 - SHERIDAN ROAD FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 10/22/2019 - Sheridan Road Financial, a division of HUB International - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/30/2019 - 40 Hours Per Month During Securities Trading. 3. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 4. 12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 5. 12/22/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 6. 4/5/2023 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 04/14/2023 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Start Date 10/01/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-07 |
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