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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-05-03 |
Branch Locations
1111 A Street, San Rafael, CA 94901 • United States
One Montgomery Street Suites 3300, 3500, 3600, & 3700, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Arizona | Tucson | AZ | 08/2013 | 05/2017 |
| Foresters Financial | Phoenix | AZ | 08/2017 | 11/2017 |
| Ameriprise Financial | Burlingame | CA | 06/2016 | 09/2016 |
| Nationwide Financial | Scottsdale | AZ | 02/2018 | 09/2018 |
| Ameriprise Financial | Burlingame | CA | 01/2019 | 06/2019 |
| Stifel | San Francisco | CA | 06/2019 | Present |
| Foresters Financial | Phoenix | AZ | 11/2017 | 02/2018 |
| Nationwide Financial | San Francisco | CA | 09/2018 | 01/2019 |
1. Catholic Youth Organization - CYO; 1555 39th Avenue, San Francisco, CA 94122; Kids Sports; Referee; Soccer Ref; 10/27/2021; 8 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. PENSRA; PO Box 25362 San Mateo CA 94402; Soccer Referee; 02/06/2023; 4.00hrs/week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-14 |
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