Michael J Heckmann

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  San Rafael, CA
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  San Rafael, CA
• 05/2018 → Present
  Stifel Nicolaus & Co Inc
  San Rafael, CA

Previous Registrations

• 2008-01-01 → 2018-05-30
  Wells Fargo Clearing Services, Llc
  Corte Madera, CA
• 1997-07-08 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Rafael, CA
  St. Louis, MO
  San Rafael, CA

Other Businesses

1. Rental Property; 180 Bishop Alley, Richmond, CA 94801; Renting old house; Landlord; 02/28/2022; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-02-17

Other Names

• Mike Heckmann
• Mike Heckmann
• Michael Joel Heckmann