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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Rafael | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Rafael | CA | 11/2016 | 05/2018 |
| Stifel Nicolaus & Co Inc | San Rafael | CA | 05/2018 | Present |
1. Rental Property; 123 Whaler Ave, Summerville, SC 29486; Rental Home; Owner; 04/01/2021; 0 Hours per Day; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-01-27 |
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