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Alexander Joel Heckmann

Stifel, Nicolaus & Company, Incorporated

San Rafael, CA

CRD 7141605

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
CA RA APPROVED 2022-03-07
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • CA RA
    APPROVED
    Since 2022-03-07

Branch Locations

1111 A Street, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisherman's Market Eugene OR 08/2020 02/2021
University Of Oregon Eugene OR 11/2019 03/2020
Stifel Financial San Francisco CA 06/2019 09/2019
Salute Restaurant Richmond CA 09/2017 06/2018
Stifel Financial San Francisco CA 09/2021 Present
Prospect Sierra Middle School - Saint Mary's College High School Richmond CA 11/2011 09/2017
Saint Mary's College High School Albany CA 06/2018 07/2018
University Of Oregon Eugene CA 07/2018 06/2021
Unemployed Richmond CA 06/2021 09/2021
  • 08/2020 → 02/2021
    Fisherman's Market
    Eugene, OR
  • 11/2019 → 03/2020
    University Of Oregon
    Eugene, OR
  • 06/2019 → 09/2019
    Stifel Financial
    San Francisco, CA
  • 09/2017 → 06/2018
    Salute Restaurant
    Richmond, CA
  • 09/2021 → Present
    Stifel Financial
    San Francisco, CA
  • 11/2011 → 09/2017
    Prospect Sierra Middle School - Saint Mary's College High School
    Richmond, CA
  • 06/2018 → 07/2018
    Saint Mary's College High School
    Albany, CA
  • 07/2018 → 06/2021
    University Of Oregon
    Eugene, CA
  • 06/2021 → 09/2021
    Unemployed
    Richmond, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-04
  • S66 Uniform Combined State Law Examination
    2022-03-04
Designations
  • Certified Financial Planner

View on SEC IAPD

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