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Colin Edward Austin Wells

Stifel, Nicolaus & Company, Incorporated

San Rafael, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-21
TX RA APPROVED 2020-02-21
  • CA RA
    APPROVED
    Since 2020-02-21
  • TX RA
    APPROVED
    Since 2020-02-21

Branch Locations

1111 A Street, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mill Valley CA 10/2016 01/2017
Eat24, Yelp San Francisco CA 08/2016 10/2016
Bank Of America, N.A. Mill Valley CA 01/2017 02/2020
Stifel Nicolaus & Co Inc San Rafael CA 02/2020 Present
  • 10/2016 → 01/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Mill Valley, CA
  • 08/2016 → 10/2016
    Eat24, Yelp
    San Francisco, CA
  • 01/2017 → 02/2020
    Bank Of America, N.A.
    Mill Valley, CA
  • 02/2020 → Present
    Stifel Nicolaus & Co Inc
    San Rafael, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-28
  • S66 Uniform Combined State Law Examination
    2017-02-28
Other Names
  • Colin Wells

View on SEC IAPD

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Other Investors

MATTHEW AARON HODUS
KENNETH LAURANZANO
Michael J Heckmann
Alexander Joel Heckmann
Peter Albert Goudy
CATHERINE B CHOI
JEFFREY JAMES WELLS
STUART JAMES CRANDALL

Other Offices

HCM WEALTH · SAN RAFAEL, CA
O'DONNELL FINANCIAL SERVICES, LLC · SAN RAFAEL, CA
MADRONE INVESTMENT ADVISORY, LLC · SAN RAFAEL, CA
FIDUCIARY FINANCIAL GROUP, LLC · SAN RAFAEL, CA
MORGAN STANLEY · SAN RAFAEL, CA
INDEPENDENT FINANCIAL GROUP, LLC · San Rafael, CA
EDWARD JONES · San Rafael, CA
HUTCHINSON & ZIEGLER FINANCIAL ADVISORS, INC. · SAN RAFAEL, CA

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