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James Alan Freeman

Financial Alternatives, Inc.

La Jolla, CA

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Current Employers
Financial Alternatives, Inc.

7825 Fay Avenue Suite 245, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-30
CA RA APPROVED 2005-01-11
  • TX RA
    APPROVED
    Since 2018-03-30
  • CA RA
    APPROVED
    Since 2005-01-11

Branch Locations

7825 Fay Avenue Suite 210, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Alternatives, Inc. La Jolla CA 09/1989 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-10-23
  • S63 Uniform Securities Agent State Law Examination
    1985-10-23
Designations
Other Names
  • Jim Alan Freeman

View on SEC IAPD

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WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
HAMILTON MANOR & ASSOCIATES · LA JOLLA, CA
TORREYANA CAPITAL · LA JOLLA, CA
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