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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-11
WA RA APPROVED 2008-04-23
  • TX RA
    APPROVED_RES
    Since 2017-12-11
  • WA RA
    APPROVED
    Since 2008-04-23

Branch Locations

9710 Lindsay Place, Edmonds, WA 98020 • United States

10885 Ne 4Th Street Suite 1400, Bellevue, WA 98004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Bellevue WA 08/1985 Present
New York Life Insurance Company Bellevue WA 08/1985 Present
Eagle Strategies Llc Bellevue WA 04/2008 Present
Mueller And Associates Renton WA 06/2007 Present
  • 08/1985 → Present
    Nylife Securities Llc
    Bellevue, WA
  • 08/1985 → Present
    New York Life Insurance Company
    Bellevue, WA
  • 04/2008 → Present
    Bellevue, WA
  • 06/2007 → Present
    Mueller And Associates
    Renton, WA
Other Businesses

[OPERATING UNDER THE DBA NAME OF MUELLER AND ASSOCIATES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; 116 WILLIAMS AVENUE SOUTH, RENTON WA 98057; START DATE: 06/2007]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-11
S63 Uniform Securities Agent State Law Examination 1985-08-15
  • S65 Uniform Investment Adviser Law Examination
    2008-02-11
  • S63 Uniform Securities Agent State Law Examination
    1985-08-15

View on SEC IAPD

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