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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-13 |
| WA | RA | APPROVED | 2001-09-10 |
Branch Locations
152 3Rd Ave S. #108, Edmonds, WA 98020 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger) | Edmonds | WA | 09/2001 | Present |
(1) 05/26/06 - SELL LTC INSURANCE THROUGH GE / NON-VARIABLE INSURANCE / 152 3RD AVE S. #102, EDMONDS, WA 98020 / 1% OF HOURS (2) 10/10/2013 - NOTARY - NOTARIZE SIGNATURES FOR CLIENTS AND PROSPECTS, FREE OF CHARGE - 1% OF TIME SPENT - EDMONDS, WA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-01-25 |
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