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Inactive

Aalok Kirit Shah

Zuna, LLC

Portland, OR

Harbour Investment Management L.L.C.

Edmonds, WA

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Current Employers
Zuna, Llc

3903 S Kelly Ave, Portland, OR 97239 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-02-19
  • OR RA
    APPROVED
    Since 2020-02-19

Branch Locations

3903 S Kelly Ave, Portland, OR 97239 • United States

Harbour Investment Management L.L.C.

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-10
OR RA APPROVED 2019-10-08
WA RA APPROVED 2017-07-21
  • TX RA
    APPROVED
    Since 2020-02-10
  • OR RA
    APPROVED
    Since 2019-10-08
  • WA RA
    APPROVED
    Since 2017-07-21

Branch Locations

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heintzberger Payne Portland OR 07/2013 12/2018
Harbour Investment Management Portland OR 07/2017 Present
Zuna, Llc Portland OR 11/2019 Present
Lair Hill Partners Inc Portland OR 11/2019 Present
Northwest Capital Management Portland OR 08/2016 12/2018
  • 07/2013 → 12/2018
    Heintzberger Payne
    Portland, OR
  • 07/2017 → Present
    Harbour Investment Management
    Portland, OR
  • 11/2019 → Present
    Zuna, Llc
    Portland, OR
  • 11/2019 → Present
    Lair Hill Partners Inc
    Portland, OR
  • 08/2016 → 12/2018
    Northwest Capital Management
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-08-04
S63 Uniform Securities Agent State Law Examination 2001-09-28
  • S65 Uniform Investment Adviser Law Examination
    2016-08-04
  • S63 Uniform Securities Agent State Law Examination
    2001-09-28
Designations

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
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