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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-02
OR RA APPROVED 2024-05-13
  • TX RA
    APPROVED
    Since 2026-01-02
  • OR RA
    APPROVED
    Since 2024-05-13

Branch Locations

Canby, OR • United States

12725 Sw 66Th Ave. Ste. 102, Portland, OR 97223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 01/2024 Present
Cambridge Investment Research, Inc. Fairfield IA 01/2024 Present
Kuenzi & Company, Llc Salem OR 01/2018 12/2023
Corban University (Student) Salem OR 08/2016 05/2019
Nbp Capital Portland OR 05/2017 07/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2024 Present
  • 01/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2018 → 12/2023
    Kuenzi & Company, Llc
    Salem, OR
  • 08/2016 → 05/2019
    Corban University (Student)
    Salem, OR
  • 05/2017 → 07/2017
    Nbp Capital
    Portland, OR
  • 05/2024 → Present
    Fairfield, IA
Other Businesses

1) KAPOK CARE, 900 N JUNIPER ST, CANBY, OR, 05/2023, BOARD MEMBER, NIR, 3 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 05/2024, ADMIN OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 3) FINANCIAL RESERVE, INC., 12725 SW 66th Ave Ste 102, Portland OR 97223, United States, 09/30/2024, IAR, DBA Name, INV REL, 160 HR/MO, 160 HR/MO TRADING. 4) AP TAX LLC, 12725 SW 66th Ave Suite 102, Portland OR 97223, United States, 10/2025, Referral source, Referrals, NIR, 1 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-06
  • S66 Uniform Combined State Law Examination
    2024-05-06
Other Names
  • Lucas F Ellis
  • Luke Ellis
  • Lucas Frederick Ellis

View on SEC IAPD

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