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Inactive

Carrie Anne Hepburn

Zuna, LLC

Portland, OR

Harbour Investment Management L.L.C.

Edmonds, WA

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Current Employers
Zuna, Llc

3903 S Kelly Ave, Portland, OR 97239 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2020-02-19
  • OR RA
    APPROVED
    Since 2020-02-19

Branch Locations

3903 S Kelly Ave, Portland, OR 97239 • United States

Harbour Investment Management L.L.C.

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2019-10-08
WA RA APPROVED 2017-07-21
  • OR RA
    APPROVED
    Since 2019-10-08
  • WA RA
    APPROVED
    Since 2017-07-21

Branch Locations

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Capital Management, Inc. Portland OR 11/2002 08/2019
Harbour Investments Llc Edmonds WA 07/2019 Present
Zuna, Llc Portland OR 10/2019 Present
Lair Hill Partners Inc. Portland OR 10/2019 Present
  • 11/2002 → 08/2019
    Northwest Capital Management, Inc.
    Portland, OR
  • 07/2019 → Present
    Harbour Investments Llc
    Edmonds, WA
  • 10/2019 → Present
    Zuna, Llc
    Portland, OR
  • 10/2019 → Present
    Lair Hill Partners Inc.
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-24
  • S65 Uniform Investment Adviser Law Examination
    2017-04-24

View on SEC IAPD

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