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Alvin Dohyun Kwak

Harbour Investment Management L.L.C.

Edmonds, WA

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Current Employers
Harbour Investment Management L.L.C.

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-04-08
  • WA RA
    APPROVED
    Since 2025-04-08

Branch Locations

152 3Rd Ave S Suite 103B, Edmonds, WA 98020-8442 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Harbour Investment Management Edmonds WA 03/2025 Present
Sparrow Vision New York NY 06/2020 08/2020
District 2 Capital Huntington NY 08/2020 01/2021
Mazo Capital Solution Irvine CA 02/2021 09/2021
Oki Golf Mukileto WA 06/2016 08/2022
Columbia University New York NY 09/2019 05/2024
Kamiak High School Mukilteo WA 09/2015 05/2019
Unemployed Mukilteo WA 05/2024 03/2025
  • 03/2025 → Present
    Harbour Investment Management
    Edmonds, WA
  • 06/2020 → 08/2020
    Sparrow Vision
    New York, NY
  • 08/2020 → 01/2021
    District 2 Capital
    Huntington, NY
  • 02/2021 → 09/2021
    Mazo Capital Solution
    Irvine, CA
  • 06/2016 → 08/2022
    Oki Golf
    Mukileto, WA
  • 09/2019 → 05/2024
    Columbia University
    New York, NY
  • 09/2015 → 05/2019
    Kamiak High School
    Mukilteo, WA
  • 05/2024 → 03/2025
    Unemployed
    Mukilteo, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-31
  • S65 Uniform Investment Adviser Law Examination
    2025-03-31

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

AALOK KIRIT SHAH
MICHAEL LEE GILL-MORE
Carrie Anne Hepburn
ERIKA LYNNE BERKENHOFF
VIRGINIA LOU BRANNAN
SCOTT JAMES DAVIS
CHUN KUEN LEE
Brian Alan Dawson

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Edmonds, WA
LPL FINANCIAL LLC · EDMONDS, WA
BEAR MOUNTAIN CAPITAL INC. · Edmonds, WA
QUANTCA FINANCIAL · EDMONDS, WA
CETERA INVESTMENT ADVISERS LLC · EDMONDS, WA
PRIVATE ADVISOR GROUP, LLC · EDMONDS, WA
U.S. BANCORP ADVISORS, LLC · Edmonds, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EDMONDS, WA

More in Edmonds, WA

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