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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-03 |
| WA | RA | APPROVED | 2008-01-01 |
Branch Locations
152 3Rd Ave S Ste 103A, Edmonds, WA 98020 • United States
110 James St Ste 100, Edmonds, WA 98020 • United States
Edmonds, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edmonds | WA | 09/2007 | 03/2020 |
| Ameriprise Financial Service, Llc | Edmonds | WA | 11/2000 | Present |
Outside Employment; Cascadia Operations LLC; Employee; Manage advisory business; 152 3rd Ave S., Suite 103A, Edmonds, WA, 98020; Investment-Related; 12/03/2020; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-26 |
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