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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-03 |
Branch Locations
3366 N Torrey Pines Ct Ste 314, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardtower Financial Services | La Jolla | CA | 07/2024 | Present |
| Tj Oyster Bar | Chula Vista | CA | 01/2020 | 09/2024 |
| San Diego State University | San Diego | CA | 08/2021 | 05/2025 |
| St. Augustine High School | San Diego | CA | 08/2017 | 05/2021 |
| Sacred Heart Parish School | Coronado | CA | 08/2014 | 05/2017 |
| Lpl Financial | La Jolla | CA | 07/2024 | Present |
1. 03/2026 - Guardtower Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/31/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-02 |
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