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Christopher Michael Wolt

Td Private Client Wealth LLC

White Plains, NY

Ramsey, NJ

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-18
TX RA APPROVED_RES 2021-07-15
MA RA APPROVED 2013-04-29
FL RA APPROVED 2013-04-24
CT RA APPROVED 2013-04-23
NJ RA APPROVED 2013-04-23
  • NY RA
    APPROVED
    Since 2021-07-18
  • TX RA
    APPROVED_RES
    Since 2021-07-15
  • MA RA
    APPROVED
    Since 2013-04-29
  • FL RA
    APPROVED
    Since 2013-04-24
  • CT RA
    APPROVED
    Since 2013-04-23
  • NJ RA
    APPROVED
    Since 2013-04-23

Branch Locations

1133 Westchester Ave, White Plains, NY 10604 • United States

1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc White Plains NY 09/2012 Present
Td Bank, N.A. White Plains NY 10/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-18
S63 Uniform Securities Agent State Law Examination 1999-06-23
  • S65 Uniform Investment Adviser Law Examination
    2012-12-18
  • S63 Uniform Securities Agent State Law Examination
    1999-06-23
Other Names
  • Christopher Wolt
  • Chris Wolt

View on SEC IAPD

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