Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-30
  • CA RA
    APPROVED
    Since 2025-10-30

Branch Locations

2115 N Broadway, Santa Ana, CA 92706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schoolsfirst Fcu Santa Ana CA 02/2023 Present
Mercy House Santa Ana CA 08/2021 02/2023
Home Depot Garden Grove CA 04/2017 09/2021
Loara High School Anaheim CA 05/2014 05/2017
Lpl Financial Llc Santa Ana CA 06/2024 Present
  • 02/2023 → Present
    Schoolsfirst Fcu
    Santa Ana, CA
  • 08/2021 → 02/2023
    Mercy House
    Santa Ana, CA
  • 04/2017 → 09/2021
    Home Depot
    Garden Grove, CA
  • 05/2014 → 05/2017
    Loara High School
    Anaheim, CA
  • 06/2024 → Present
    Santa Ana, CA
Other Businesses

1) 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name / SchoolsFirst Investment Services / Investment Related / at Reported Location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-29
  • S66 Uniform Combined State Law Examination
    2025-10-29

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Ana, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor