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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schoolsfirst Fcu | Santa Ana | CA | 02/2023 | Present |
| Mercy House | Santa Ana | CA | 08/2021 | 02/2023 |
| Home Depot | Garden Grove | CA | 04/2017 | 09/2021 |
| Loara High School | Anaheim | CA | 05/2014 | 05/2017 |
| Lpl Financial Llc | Santa Ana | CA | 06/2024 | Present |
1) 06/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name / SchoolsFirst Investment Services / Investment Related / at Reported Location (s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-29 |
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