Timmie Duong Ho

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-14
CA	RA	APPROVED	2025-09-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Fontana	CA	06/2024	08/2025
Wells Fargo Bank, Na	Fontana	CA	03/2023	08/2025
Norco College	Norco	CA	03/2022	03/2023
Raising Cane'S Chicken Fingers	Corona	CA	05/2022	06/2022
Chipotle Mexican Grill	Lake Elsinore	CA	10/2021	03/2022
Waba Grill	Lake Elsinore	CA	08/2021	10/2021
Wendy'S	Lake Elsinore	CA	06/2021	08/2021
Jack In The Box	Lake Elsinore	CA	12/2020	06/2021
Unemployed	Garden Grove	CA	09/2015	12/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Yorba Linda	CA	08/2025	Present
Bank Of America, N.A.	Yorba Linda	CA	10/2025	Present

06/2024 → 08/2025

Wells Fargo Clearing Services, Llc

Fontana, CA
03/2023 → 08/2025

Wells Fargo Bank, Na

Fontana, CA
03/2022 → 03/2023

Norco College

Norco, CA
05/2022 → 06/2022

Raising Cane'S Chicken Fingers

Corona, CA
10/2021 → 03/2022

Chipotle Mexican Grill

Lake Elsinore, CA
08/2021 → 10/2021

Waba Grill

Lake Elsinore, CA
06/2021 → 08/2021

Wendy'S

Lake Elsinore, CA
12/2020 → 06/2021

Jack In The Box

Lake Elsinore, CA
09/2015 → 12/2020

Unemployed

Garden Grove, CA
08/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Yorba Linda, CA
10/2025 → Present

Bank Of America, N.A.

Yorba Linda, CA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-16
S63	Uniform Securities Agent State Law Examination	2024-01-08

Other Firms